Factors Involved in Successfully Starting a New Generation Cooperative

 Regardless of its unique features, a new generation cooperative is a business that must compete in the same marketing environment with other businesses.  Although there is no automatic formula for ensuring that an NGC will be successful, some important observations have been gathered from previous experiences:
 

  • Economic justification
The primary reason for starting up an NGC must be a compelling economic need rather than a rural development objective.  If an NGC is started mainly to create jobs and tax dollars in a local economy, it likely won’t last very long.  Although these sorts of things can be positive spin-offs from a successful cooperative, they cannot be the driving force behind the NGC’s formation.  This can be a particularly sensitive area when the NGC’s organizers are choosing a location for the cooperative’s facility.  The fundamental reason for starting a business is because there is an economic need to be fulfilled in the marketplace.  The key questions to ask are:  Is there a customer market for the finished product?  Can the NGC meet customer needs and earn a profit?
 
  • Leadership

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Leadership for the NGC needs to come from within the producer group rather than from outsiders such as government consultants.  As one prominent advisor to NGCs put it, “People in suits don’t sell farmers, farmers sell farmers.”  Leaders (or “project champions,” as they are sometimes called) are agricultural producers who will be members of the NGC.  Although outside advisors such as cooperative development specialists will be needed during the formative stages, these individuals are there to contribute to rather than control the project.  Leaders need to understand the economic objective of the NGC.  They should have a realistic vision of what the NGC is to accomplish.  Leaders need to have the time and energy available to devote to the project.  Do not underestimate the time required to guide a cooperative through its formative stages.  One expert has noted, “it’s almost astounding how much human capital it requires to bring something from the idea stage to operational stage.”  Leaders are part of a steering committee, whose members are responsible for guiding the cooperative though its development stages.  Steering committee members are responsible for coordinating a feasibility study.
 
  • Feasibility study
Preliminary research is required to determine if the idea is economically viable and to gauge the potential level of support from producers. A feasibility study should be undertaken to determine if the project has the potential to succeed.  As well, a producer survey and seed money drive help to measure the level of support for the project among producers and raise money for early development activities.
 
  • Business plan
If the results of the feasibility study are positive, a comprehensive business plan should be prepared as a formal guideline for the NGC.  A business plan serves as a blueprint that helps interested investors and lenders determine the potential success of the NGC.  The importance of a business plan should not be underestimated.  One of the main reasons why businesses fail is a lack of adequate planning.  The business plan should indicate that the NGC has hired, or will be hiring, a capable management team to run the organization.  The members on a NGC’s board of directors are most often agricultural producers who may not have the managerial expertise nor the time required to run a specialized processing and distribution company.  A competent and experienced management team is needed to oversee the day-to-day operations of the NGC.
 
  • Member equity
A sufficient level of member equity must be committed to the NGC.  Member equity is raised through the issuance of membership shares and special investment shares, the latter of which may create delivery rights or obligations.  Before they agree to provide debt financing, U.S. financial institutions have often wanted to see 40 to 50 percent of the cooperative’s capital needs funded by member equity.  The level required by Canadian financial institutions remains to be seen; NGCs will most likely be evaluated on a case-by-case basis.  The NGC’s organizers need to plan and conduct a successful equity drive to meet its member equity financing needs.  If the targeted member equity level is not met, then the NGC will be unable to begin operations.
 
  • Legislative requirements
The NGC’s organizers need to ensure that all legislative requirements have been met.  For instance, the NGC needs to be aware of applicable legislation when the time comes to incorporate the business and issue shares.  Lawyers and accountants should be consulted to ensure that the articles and bylaws of the cooperative are properly drawn and that they meet the stipulated legislative requirements.
 

In addition to the above, a set of critical success factors regarding new cooperatives has been noted.
 
 

The following sections of this manual describe in more detail some of the preceding items.  Their objective is to outline some of the issues to consider when forming a new generation cooperative.

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Sources:

Bostrom, Brent D. 1994. Potential pitfalls for new cooperatives. Year in Cooperation Vol. 1 No. 1: pp. 14-15. Minnesota Association of Cooperatives.

Campbell, Dan (ed.). 1995. Look in the mirror ignited rural development. Farmer Cooperatives August Vol. 62 No. 5. Published by the U.S. Department of Agriculture.

Hanson, Mark. 1998. Farming options a hot topic. Bismarck Tribune article dated Thursday, February 5th.  Online. Retrieved July 8, 1999. www.ndonline.com/TribWebPage/feb1998/259871930.html .

Johnson, Dennis A. 1995. The rise of New-Wave cooperatives. Year in Cooperation Vol. 2 No. 1: pp. 8-9. Minnesota Association of Cooperatives.